SEC Form 4 · accession 0001209191-17-020155
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumedh S Thakar
Officer — Chief Product Officer
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | M | 289 | $5.90 | A | 50,065 | D | |
| Common Stock | Mar 9, 2017 | M | 1,600 | $8.40 | A | 51,665 | D | |
| Common StockF2 | Mar 9, 2017 | S | 1,889 | $34.4404 | D | 49,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $5.90 | Mar 9, 2017 | M | 289 | D | — | Nov 3, 2021 | Common Stock | 289 | 0 | D |
| Stock Option (right to buy)F4 | $8.40 | Mar 9, 2017 | M | 1,600 | D | — | Apr 29, 2022 | Common Stock | 1,600 | 36,700 | D |
Explanation of responses
- F1The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.
- F2The sale price represents the weighted average price of the shares sold ranging from $34.10 to $34.60 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on December 4, 2011 and one forty-eighth of the shares subject to the option vested monthly thereafter.
- F4The option is subject to an early exercise provision and was immediately exercisable. One forty-eighth of the shares subject to the option vested on May 30, 2012 and one forty-eighth of the shares subject to the option vested monthly thereafter.