SEC Form 4 · accession 0001209191-16-144569
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amer Deeba
Officer — VP Corp Dev & Strat Alliances
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2016 | M | 2,000 | $2.80 | A | 60,293 | D | |
| Common StockF2 | Oct 3, 2016 | S | 2,000 | $37.8585 | D | 58,293 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $2.80 | Oct 3, 2016 | M | 2,000 | D | — | Jul 30, 2019 | Common Stock | 2,000 | 59,000 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016.
- F2The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $37.72 to $38.13 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The option is fully vested and immediately exercisable.