SEC Form 4 · accession 0001209191-16-135943
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard A Schmidt
Director
Period of report
Aug 5, 2016
Accepted (ET)
Aug 8, 2016 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2016 | M | 6,911 | $0.00 | A | 13,084 | D | |
| Common Stock | Aug 5, 2016 | M | 3,517 | $0.00 | A | 16,601 | D | |
| Common Stock | Aug 5, 2016 | S | 6,911 | $32.00 | D | 9,690 | D | |
| Common StockF1 | Aug 5, 2016 | S | 3,517 | $31.8517 | D | 6,173 | D | |
| Common Stock | Aug 8, 2016 | M | 4,635 | $0.00 | A | 10,808 | D | |
| Common Stock | Aug 8, 2016 | S | 4,635 | $31.80 | D | 6,173 | D | |
| Common StockF2 | holding | — | — | — | 57,688 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $8.90 | Aug 5, 2016 | M | 6,911 | D | — | Jun 18, 2022 | Common Stock | 6,911 | 38,089 | D |
| Stock Option (right to buy)F3 | $8.90 | Aug 5, 2016 | M | 3,517 | D | — | Jun 18, 2022 | Common Stock | 3,517 | 34,572 | D |
| Stock Option (right to buy)F3 | $8.90 | Aug 8, 2016 | M | 4,635 | D | — | Jun 18, 2022 | Common Stock | 4,635 | 29,937 | D |
Explanation of responses
- F1The purchase price represents the weighted average sale price of the shares purchased ranging from $31.85 to $31.86 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F2Shares are held directly by the Howard A. Schmidt and Raemarie J. Schmidt Revocable Trust, dated August 5, 2015, for which the Reporting Person serves as Trustee.
- F3The shares subject to the option vested in 36 equal monthly installments following the June 18, 2012 vesting commencement date.