SEC Form 4 · accession 0001209191-16-111124
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald C McCauley
Officer — Chief Financial Officer
Period of report
Feb 12, 2016
Accepted (ET)
Mar 30, 2016 · 7:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2016 | M | 150,000 | $2.80 | A | 210,000 | D | |
| Common StockF1 | Feb 12, 2016 | M | 22,727 | $4.40 | A | 232,727 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.80 | Feb 12, 2016 | M | 150,000 | D | — | May 7, 2019 | Common Stock | 150,000 | 0 | D |
| Stock Option (right to buy)F2 | $4.40 | Feb 12, 2016 | M | 22,727 | D | — | Feb 2, 2021 | Common Stock | 22,727 | 0 | D |
Explanation of responses
- F1Represents balance of shares held as of February 12, 2016.
- F2The option was fully vested and immediately exercisable on February 12, 2016.