SEC Form 4 · accession 0001209191-15-085421
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald C McCauley
Officer — Chief Financial Officer
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | M | 25,000 | $0.00 | A | 85,000 | D | |
| Common StockF2 | Dec 14, 2015 | S | 25,000 | $35.14 | D | 60,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $1.40 | Dec 14, 2015 | M | 25,000 | D | — | Jun 30, 2016 | Common Stock | 25,000 | 66,838 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2015.
- F2The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $34.32 to $35.53 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The option is fully vested and immediately exercisable.