SEC Form 4 · accession 0001209191-15-082105

QUALYS, INC. · QLYS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Product Officer

Period of report

Nov 20, 2015

Accepted (ET)

Nov 24, 2015 · 7:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001107843

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 20, 2015	M	451	$5.90	A	451	D
Common Stock	Nov 20, 2015	S	451	$38.08	D	0	D
Common Stock	Nov 24, 2015	M	1,500	$5.90	A	1,500	D
Common Stock^F2	Nov 24, 2015	S	1,500	$38.0993	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$5.90	Nov 20, 2015	M	451	D	—	Nov 3, 2021	Common Stock	451	11,389	D
Stock Option (right to buy)^F3	$5.90	Nov 24, 2015	M	1,500	D	—	Nov 3, 2021	Common Stock	1,500	9,889	D

F1The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2015.
F2The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $38.00 to $38.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on December 4, 2011 and one forty-eighth of the shares subject to the option vest monthly thereafter.