SEC Form 4 · accession 0001209191-15-081598
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumedh S Thakar
Officer — Chief Product Officer
Period of report
Nov 19, 2015
Accepted (ET)
Nov 20, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2015 | M | 4,049 | $5.90 | A | 4,049 | D | |
| Common StockF2 | Nov 19, 2015 | S | 4,049 | $38.001 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $5.90 | Nov 19, 2015 | M | 4,049 | D | — | Nov 3, 2021 | Common Stock | 4,049 | 11,840 | D |
Explanation of responses
- F1The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2015.
- F2The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $38.00 to $38.02 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on December 4, 2011 and one forty-eighth of the shares subject to the option vest monthly thereafter.