SEC Form 4 · accession 0001209191-15-062604
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumedh S Thakar
Officer — Chief Product Officer
Period of report
Jul 24, 2015
Accepted (ET)
Jul 27, 2015 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2015 | M | 1,500 | $5.90 | A | 1,500 | D | |
| Common StockF2 | Jul 24, 2015 | S | 1,300 | $38.8608 | D | 200 | D | |
| Common StockF3 | Jul 24, 2015 | S | 200 | $39.425 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $5.90 | Jul 24, 2015 | M | 1,500 | D | — | Nov 3, 2021 | Common Stock | 1,500 | 15,889 | D |
Explanation of responses
- F1The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2015.
- F2This purchase price represents the weighted average sale price of the shares purchased ranging from $38.30 to $39.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F3This purchase price represents the weighted average sale price of the shares purchased ranging from $39.30 to $39.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F4The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on December 4, 2011 and one forty-eighth of the shares subject to the option vest monthly thereafter.