SEC Form 4 · accession 0001209191-15-041347
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra E. Bergeron
Director
Period of report
May 8, 2015
Accepted (ET)
May 11, 2015 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 8, 2015 | P | 27,889 | $37.1973 | A | 117,889 | I | See footnote |
| Common StockF3,F2 | May 8, 2015 | P | 22,111 | $37.9028 | A | 140,000 | I | See footnote |
| Common Stock | holding | — | — | — | 22,500 | D | ||
| Common StockF4 | holding | — | — | — | 90,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This purchase price represents the weighted average sale price of the shares purchased ranging from $36.715 to $37.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F2Shares held directly by DBG Investments Inc., an investment company solely owned by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.
- F3This purchase price represents the weighted average sale price of the shares purchased ranging from $37.71 to $38.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F4Shares held directly by the Bergeron Family Trust dtd 11/15/2004 for which the Reporting Person serves as trustee.