SEC Form 4 · accession 0001209191-15-013828
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philippe F Courtot
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 12, 2015 | S | 56,940 | $45.474 | D | 5,542,047 | D | |
| Common StockF3 | Feb 12, 2015 | S | 59,324 | $46.3677 | D | 5,482,723 | D | |
| Common StockF4 | holding | — | — | — | 100,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2014.
- F2The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $45.115 to $46.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $46.11 to $46.97 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child.