SEC Form 4 · accession 0000899243-15-002518
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
TRIDENT CAPITAL FUND V LP
10% Owner
TRIDENT CAPITAL PARALLEL FUND V CV
10% Owner
TRIDENT CAPITAL MANAGEMENT V LLC
10% Owner
Period of report
Aug 5, 2015
Accepted (ET)
Aug 6, 2015 · 6:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Aug 5, 2015 | J | 1,409,825 | $0.00 | D | 1,409,826 | I | See footnote |
| Common StockF3,F4 | Aug 5, 2015 | J | 107,108 | $0.00 | D | 107,106 | I | See footnote |
| Common StockF3,F5 | Aug 5, 2015 | J | 39,214 | $0.00 | D | 39,214 | I | See footnote |
| Common StockF3,F6 | Aug 5, 2015 | J | 8,193 | $0.00 | D | 8,191 | I | See footnote |
| Common StockF3,F7 | Aug 5, 2015 | J | 7,817 | $0.00 | D | 7,818 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an in-kind distribution to the partners of the applicable partnership in accordance with the partners' relative economic interests in such partnership and includes subsequent distributions by general partners or managing members to their respective partners or members.
- F2The shares are held directly by Trident Capital Fund-V, L.P.
- F3Trident Capital Management-V, L.L.C. ("TCMV") serves as the general partner of each of Trident Capital Fund-V, L.P., Trident Capital Fund-V Principals Fund, L.P., Trident Capital Fund-V Affiliates Fund, L.P., and Trident Capital Fund-V Affiliates Fund (Q), L.P., and as the sole investment general partner of Trident Capital Parallel Fund-V, C.V. As such, TCMV may be deemed to be the beneficial owner of the shares held directly by each of these Trident entities. TCMV disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- F4The shares are held directly by Trident Capital Parallel Fund-V, C.V.
- F5The shares are held directly by Trident Capital Fund-V Principals Fund, L.P.
- F6The shares are held directly by Trident Capital Fund-V Affiliates Fund, L.P.
- F7The shares are held directly by Trident Capital Fund-V Affiliates Fund (Q), L.P.