SEC Form 4 · accession 0001140361-16-066035
RACKSPACE HOSTING, INC. · RAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lew Moorman
Director
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107694
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 13, 2016 | A | 10,568 | $0.00 | A | 224,255 | D | |
| Common Stock | holding | — | — | — | 16,655 | I | Held by Sarah Ladd Moorman 2007 Trust | |
| Common Stock | holding | — | — | — | 16,655 | I | Held by John Wood Moorman 2007 Trust | |
| Common Stock | holding | — | — | — | 16,655 | I | Held by Reese Howell Moorman 2007 Trust | |
| Common Stock | holding | — | — | — | 51,275 | I | Held by Mr. Moorman's Wife | |
| Common Stock | holding | — | — | — | 109,343 | I | Held by Lewis Jefferson Moorman IV 2007 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $5.09 | Apr 27, 2015 | M | 13,181 | D | Feb 25, 2013 | Feb 25, 2019 | Common Stock | 13,181 | 136,819 | D |
| Employee Stock Option (right to buy) | $10.30 | Apr 27, 2015 | M | 20,819 | D | Mar 5, 2011 | Mar 5, 2018 | Common Stock | 20,819 | 0 | D |
Explanation of responses
- F1Granted under the Rackspace Hosting, Inc. 2007 Long Term Incentive Plan and the Rackspace non-employee director compensation plan.
- F2These shares were granted in the form of Restricted Stock Units (RSU's). Each RSU represents a contingent right to receive one share of Rackspace Hosting, Inc. common stock. All of the shares under the RSU grant shall vest on April 1, 2017 and be delivered promptly thereafter.