SEC Form 5 · accession 0001140361-16-053454
RACKSPACE HOSTING, INC. · RAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Graham M Weston
Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107694
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2015 | G | 80,150 | $0.00 | D | 238,449 | D | |
| Common Stock | Jun 12, 2015 | G | 1,326 | $0.00 | D | 237,123 | D | |
| Common StockF1 | Dec 11, 2015 | G | 83,400 | $0.00 | D | 238,823 | D | |
| Common StockF1,F2 | holding | — | — | — | 257,000 | I | Shares held by The Ruby USA Trust | |
| Common StockF1,F3 | holding | — | — | — | 685 | I | Shares held by Overlord Capital, Inc. | |
| Common StockF1 | holding | — | — | — | 4,957,012 | I | Shares held by Wittington Amercia, Ltd. | |
| Common StockF4,F5 | holding | — | — | — | 13,278,564 | I | Shares held by Trout Capital, Ltd. | |
| Common StockF6 | holding | — | — | — | 100,596 | I | Shares held by or for the benefit of family members | |
| Common StockF7 | holding | — | — | — | 85,227 | I | Shares held by the Weston Remainderman Fund | |
| Common StockF8,F9 | holding | — | — | — | 10,412 | I | Shares held by Knightsbridge L.C. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1During 2015, Mr. Weston made a transfer among his beneficially held entities as follows: The Ruby USA Trust transferred 85,000 shares to Mr. Weston on 5/28/15, Wittington America, Ltd. transferred 85 shares to Overload Capital, Inc. and 85,000 shares to The Ruby USA Trust on 5/21/16, and Wittington Amercia, Ltd. transferred 250,000 shares to The Ruby USA Trust on 6/2/15 and 250 shares to Overload Capital, Inc. on 6/9/15.
- F2Mr. Weston is the sole owner of The Ruby Trust USA.
- F3Mr. Weston is the sole owner of Overlord Capital, Inc.
- F4Mr. Weston is the sole owner of Knightsbridge, L.C. which is the general partner of Trout, Ltd.
- F5Trout Capital, Ltd. is formerly known as Trout, Ltd. The effective date of the name change is February 11, 2016.
- F6This amount includes 9,300 shares held in Legacy Trusts for Mr. Weston's children that were not previously reported.
- F7Mr. Weston's children are the beneficiaries of the Weston Remainderman Fund trust. Mr. Weston disclaims any beneficial ownership of the shares held by the trust.
- F8Mr. Weston is the sole owner of Knightsbridge, L.C. which is the general partner of Wittington America, Ltd. Mr. Weston disclaims any beneficial ownership of Wittington America, Ltd. except to the extent of any pecuniary interest therein.
- F9Mr. Weston is the sole owner of Knightsbridge, L.C.