SEC Form 4 · accession 0001209191-16-114217
Alaunos Therapeutics, Inc. · TCRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wyche Fowler
Director
Period of report
Apr 4, 2016
Accepted (ET)
Apr 14, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2016 | M | 15,000 | $5.01 | A | 146,004 | D | |
| Common StockF1 | Apr 4, 2016 | F | 11,694 | $7.92 | D | 134,310 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.01 | Apr 4, 2016 | M | 15,000 | D | Apr 26, 2006 | Apr 26, 2016 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Represents shares withheld to pay the exercise price and withholding tax obligations.