SEC Form 4 · accession 0001437749-15-013362

OMNIVISION TECHNOLOGIES INC · OVTI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer · Director

Period of report

Jul 1, 2015

Accepted (ET)

Jul 6, 2015 · 6:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001106851

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 1, 2015	M	42,747	$0.00	A	107,926	D
Common Stock	Jul 1, 2015	F	17,182	$26.13	D	90,744	D
Common Stock	holding	—	—		—	40,600	I	By Family Trust
Common Stock	holding	—	—		—	4,500	I	By Sister
Common Stock	holding	—	—		—	4,500	I	By Father-in-law

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F2	$0.00	Jul 1, 2015	M	13,166	D	Jul 1, 2013	—	Common Stock	13,166	0	D
Restricted Stock Unit^F1,F2	$0.00	Jul 1, 2015	M	14,747	D	Jul 1, 2014	—	Common Stock	14,747	14,746	D
Restricted Stock Unit^F1,F2	$0.00	Jul 1, 2015	M	14,834	D	Jul 1, 2015	—	Common Stock	14,834	29,666	D
Stock Option^F3	$26.13	Jul 1, 2015	A	149,530	A	Jul 1, 2016	Jul 1, 2022	Common Stock	149,530	149,530	D

F1Each restricted stock unit represents the right to receive one share of common stock of OmniVision Technologies, Inc.
F2One-Third of the Restricted Stock Units will vest on the first anniversary of the Vesting Commencement Date, and one-third of the Restricted Stock Units will vest on each of the second and third anniversaries of the Vesting Commencement Date, provided, however, that in each case Participant remains a Service Provider through each vesting date.
F31/4th of the shares underlying the options become vested and exercisable one year from the date of grant and 1/48th of the shares underlying the options underlying the options become exercisable each month thereafter.