SEC Form 4 · accession 0001437749-15-001718
OMNIVISION TECHNOLOGIES INC · OVTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shaw Hong
Officer — C.E.O. · Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 12:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001106851
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 11,547 | $18.77 | A | 221,294 | I | Hong Family Trust |
| Common Stock | Feb 2, 2015 | M | 100,000 | $18.77 | A | 321,294 | I | Hong Family Trust |
| Common Stock | Feb 2, 2015 | F | 69,159 | $27.14 | D | 252,135 | I | Hong Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $18.77 | Feb 2, 2015 | M | 11,547 | D | Jan 1, 2006 | Feb 21, 2015 | Common Stock | 11,547 | 100,000 | D |
| Stock OptionF1 | $18.77 | Feb 2, 2015 | M | 100,000 | D | Jan 1, 2006 | Feb 21, 2015 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F11/4th of the shares underlying the options become vested and exercisable one year from the date of grant and 1/48th of the shares underlying the options underlying the options become exercisable each month thereafter.