SEC Form 4 · accession 0001493152-18-013146
Chanticleer Holdings, Inc. · BURG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Pruitt
Officer — CEO, Chairman · Director
Period of report
Sep 12, 2018
Accepted (ET)
Sep 12, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001106838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2018 | A | 300 | $2.34 | A | 12,062 | I | By Avenel Financial Group, Inc. |
| Common StockF1 | holding | — | — | — | 31,090 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Pruitt directly owns 17,256 shares of common stock; Mr. Pruitt's IRA beneficially owns 2,072 shares of common stock; and Avenel Financial Group, Inc. beneficially owns 11,762 shares of common stock.