SEC Form 4 · accession 0001493152-18-006682
Chanticleer Holdings, Inc. · BURG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Spitcaufsky
Director · 10% Owner
Period of report
May 9, 2018
Accepted (ET)
May 11, 2018 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001106838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2018 | A | 30,000 | $3.50 | A | 30,000 | I | By Larry Steven Spitcaufsky TTEE Larry S Spitcausky Family Tru U/A DTD 08/23/1995 |
| Common Stock | May 9, 2018 | A | 40,000 | $3.50 | A | 40,000 | I | By Larry Steven Spitcaufsky Charles Schwab & Co Inc Cust Roth Contributory IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $4.50 | May 9, 2018 | P | 30,000 | A | Nov 8, 2018 | Nov 8, 2023 | Common | 30,000 | 30,000 | I |
| WarrantsF1 | $4.50 | May 9, 2018 | P | 30,000 | A | Nov 8, 2018 | Nov 8, 2023 | Common | 40,000 | 40,000 | I |
Explanation of responses
- F1Each warrant was purchased with a share of common stock for $3.50.