SEC Form 4 · accession 0001493152-18-006680
Chanticleer Holdings, Inc. · BURG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Pruitt
Officer — CEO, Chairman · Director
Period of report
May 8, 2011
Accepted (ET)
May 11, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001106838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2018 | P | 1,500 | $3.50 | A | 11,672 | I | By Avenel Financial Group, Inc. |
| Common Stock | holding | — | — | — | 1,990 | I | By IRA | |
| Common Stock | holding | — | — | — | 17,226 | D | ||
| Series 1 Preferred Stock | holding | — | — | — | 100 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $4.50 | May 9, 2018 | P | 1,500 | A | Nov 8, 2018 | Nov 8, 2023 | Common | 1,500 | 1,500 | I |
Explanation of responses
- F1Each warrant was purchased with a share of common stock for $3.50.