SEC Form 4 · accession 0001493152-17-005581
Chanticleer Holdings, Inc. · BURG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Pruitt
Officer — CEO, Chairman · Director
Period of report
May 17, 2017
Accepted (ET)
May 18, 2017 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001106838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2017 | P | 5,000 | $0.3398 | A | 14,200 | I | By IRA |
| Common Stock | holding | — | — | — | 172,251 | D | ||
| Common Stock | holding | — | — | — | 35,050 | I | By Avenel Financial Group, Inc. | |
| Series 1 Preferred Stock | holding | — | — | — | 100 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $5.00 | May 17, 2017 | D | 5,000 | D | Aug 3, 2012 | Jun 21, 2017 | Common Stock | 5,000 | 1,500 | D |