SEC Form 4 · accession 0001493152-15-003382

Chanticleer Holdings, Inc. · BURG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 30, 2011

Accepted (ET)

Aug 5, 2015 · 1:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001106838

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 30, 2011	A	1,000	$3.00	A	1,000	D
Common Stock	Dec 31, 2014	A	18,333	$1.73	A	19,333	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Warrant^F1	$2.75	Mar 31, 2011	A	1,000	A	Oct 1, 2011	Oct 1, 2016	Common Stock	1,000	1,000	D
Common Stock Warrant^F1	$3.50	Mar 31, 2011	A	1,000	A	Oct 1, 2011	Oct 1, 2016	Common Stock	1,000	2,000	D

F1On March 31, 2011, Mr. Johnson purchased subscription rights to purchase shares of our common stock through a rights offering available to all stockholders of record on March 31, 2011. Each subscription right entitled the holder of the subscription right the opportunity to purchase one Class A Offered Warrant and one Class B Offered Warrant at the exercise price of $0.04. The Class A Offered Warrant entitles the holder to purchase one share of our common stock at $5.50, for a period of 5 years following September 30, 2011. The Class B Offered Warrant entitles the holder to purchase one share of our common stock at $7.00, for a period of 5 years following September 30, 2011.

A Form 3 filed by the reporting person on October 27, 2005 incorrectly reported his ownership. This filing corrects that error.