SEC Form 4 · accession 0001493152-15-003264

Chanticleer Holdings, Inc. · BURG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 30, 2011

Accepted (ET)

Jul 30, 2015 · 5:10 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001106838

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 30, 2011	A	5,500	$3.00	A	5,500	D
Common Stock	Dec 31, 2014	A	10,000	$1.73	A	15,500	D
Common Stock	Mar 19, 2015	A	1,000	$2.69	A	16,500	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Warrant^F2	$2.75	Mar 31, 2011	A	5,500	A	Oct 1, 2011	Oct 1, 2016	Common Stock	5,500	5,500	D
Common Stock Warrant^F2	$3.50	Mar 31, 2011	A	5,500	A	Oct 1, 2011	Oct 1, 2016	Common Stock	5,500	11,000	D

F1A Form 3 filed by the reporting person on October 27, 2005 incorrectly reported his ownership. This filing corrects that error.
F2On March 31, 2011, Mr. Carroll purchased subscription rights to purchase shares of our common stock through a rights offering available to all stockholders of record on March 31, 2011. Each subscription right entitled the holder of the subscription right the opportunity to purchase one Class A Offered Warrant and one Class B Offered Warrant at the exercise price of $0.04. The Class A Offered Warrant entitles the holder to purchase one share of our common stock at $5.50, for a period of 5 years following September 30, 2011. The Class B Offered Warrant entitles the holder to purchase one share of our common stock at $7.00, for a period of 5 years following September 30, 2011.