SEC Form 4 · accession 0001493152-15-003252
Chanticleer Holdings, Inc. · BURG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell Jacob Page
Director
Period of report
Jun 9, 2010
Accepted (ET)
Jul 30, 2015 · 12:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001106838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2010 | P | 1,000 | $4.00 | A | 1,000 | D | |
| Common Stock | Dec 31, 2014 | A | 6,667 | $1.73 | A | 7,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantF1 | $2.75 | Mar 30, 2011 | A | 1,000 | A | Oct 1, 2011 | Oct 1, 2016 | Common Stock | 1,000 | 1,000 | D |
| Common Stock WarrantF1 | $3.50 | Mar 30, 2011 | A | 1,000 | A | Oct 1, 2011 | Oct 1, 2016 | Common Stock | 1,000 | 2,000 | D |
Explanation of responses
- F1On March 31, 2011, Mr. Page purchased subscription rights to purchase shares of our common stock through a rights offering available to all stockholders of record on March 31, 2011. Each subscription right entitled the holder of the subscription right the opportunity to purchase one Class A Offered Warrant and one Class B Offered Warrant at the exercise price of $0.04. The Class A Offered Warrant entitles the holder to purchase one share of our common stock at $5.50, for a period of 5 years following September 30, 2011. The Class B Offered Warrant entitles the holder to purchase one share of our common stock at $7.00, for a period of 5 years following September 30, 2011.