SEC Form 4 · accession 0001209191-18-043099
RPM INTERNATIONAL INC/DE/ · RPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Slifstein
Officer — VP Investor Relations
Period of report
Jul 16, 2018
Accepted (ET)
Jul 18, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000110621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Jul 16, 2018 | A | 680 | $0.00 | A | 47,462 | D | |
| Common Stock, $0.01 par valueF3 | Jul 16, 2018 | D | 5,000 | $0.00 | D | 42,462 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was granted 680 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- F2On July 16, 2018, 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, were cancelled by the Compensation Committee of the Issuer and disposed of back to the Issuer.
- F3Includes an aggregate of 5,014 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 8,099 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.