SEC Form 4/A · accession 0001209191-17-046230
RPM INTERNATIONAL INC/DE/ · RPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Frank C Sullivan
Officer — Chairman and CEO · Director
Period of report
Jul 21, 2017
Accepted (ET)
Jul 25, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000110621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Jul 21, 2017 | F | 25,353 | $54.67 | D | 988,489 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed solely to correct a typographical error in Footnote 1 of the reporting person's Form 4 filed July 25, 2017, which incorrectly stated that 654,000 shares of Performance Earned Restricted Stock vested on July 21, 2017. The correct number of shares of Performance Earned Restricted Stock that vested on July 21, 2017 was 54,000 shares.
- F2On July 21, 2017, 54,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 25,353 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.