SEC Form 4 · accession 0001209191-16-135214
RPM INTERNATIONAL INC/DE/ · RPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew T Ratajczak
Officer — VP-Global Tax and Treasurer
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000110621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | Aug 1, 2016 | S | 4,152 | $54.0387 | D | 44,402 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $53.9601 - $54.1. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Includes an aggregate of 632 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 18,020 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 16,400 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans, and 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. The reporting person's last Form 4, filed on July 27, 2016, incorrectly listed 58,454 total shares in Column 5 due to a mathematical error. The total as of such date was 48,554 shares.