SEC Form 4 · accession 0001209191-15-078073
RPM INTERNATIONAL INC/DE/ · RPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Ratner
Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000110621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF2 | Oct 30, 2015 | F | 969 | $45.71 | D | 23,969 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 5,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phanton StockF6,F3,F4,F5 | — | holding | — | — | — | — | — | Common Stock | 7,986 | 7,986 | D |
Explanation of responses
- F1On October 30, 2015, 3,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 969 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
- F2Includes 7,600 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.
- F31-for-1
- F4No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- F5Upon cessation as a Director in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended.
- F6The phantom stock units represent the stock equivalent value of the reporting person's director fees and dividends accrued thereon, and such units are held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended. The total amount of phantom stock units includes additional accrued dividends in the amount of 48 stock equivalents since the date of the reporting person's last Form 4.