SEC Form 4 · accession 0001209191-15-061759
RPM INTERNATIONAL INC/DE/ · RPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Slifstein
Officer — Vice President and Controller
Period of report
Jul 16, 2015
Accepted (ET)
Jul 20, 2015 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000110621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Jul 16, 2015 | F | 1,971 | $47.59 | D | 40,133 | D | |
| Common Stock, $0.01 par value | Jul 20, 2015 | A | 1,192 | $0.00 | A | 41,325 | D | |
| Common Stock, $0.01 par valueF4 | Jul 20, 2015 | A | 4,500 | $0.00 | A | 45,825 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 16, 2015, 6,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,971 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
- F2The reporting person was granted 1,192 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan.
- F3The reporting person was granted 4,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- F4Includes an aggregate of 7,872 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 4,393 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, 11,400 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 4,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.