SEC Form 4 · accession 0001209191-15-061755
RPM INTERNATIONAL INC/DE/ · RPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith R Smiley
Officer — VP-Finance & Controller
Period of report
Jul 16, 2015
Accepted (ET)
Jul 20, 2015 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000110621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Jul 16, 2015 | F | 2,300 | $47.59 | D | 98,243 | D | |
| Common Stock, $0.01 par value | Jul 20, 2015 | A | 1,468 | $0.00 | A | 99,711 | D | |
| Common Stock, $0.01 par valueF4 | Jul 20, 2015 | A | 6,000 | $0.00 | A | 105,711 | D | |
| Common Stock, $0.01 par valueF5 | holding | — | — | — | 3,818 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 16, 2015, 7,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 2,300 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
- F2The reporting person was granted 1,468 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan.
- F3The reporting person was granted 6,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- F4Includes an aggregate of 7,701 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 24,600 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 15,200 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 6,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- F5Approximate number of shares held as of July 20, 2015 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.