SEC Form 4 · accession 0001209191-15-005054
RPM INTERNATIONAL INC/DE/ · RPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Viviano
Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000110621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Jan 15, 2015 | M | 1,812 | $45.48 | A | 35,562 | D | |
| Common Stock, $0.01 par valueF1 | Jan 15, 2015 | D | 1,812 | $45.48 | D | 33,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F2 | — | Jan 15, 2015 | M | 1,812 | D | Jan 15, 2015 | Jan 15, 2015 | Common Stock | 1,812 | 13,785 | D |
Explanation of responses
- F1Includes 8,150 shares of restricted Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.
- F21-for-1
- F3The phantom stock units represent the stock equivalent value of the reporting person's director fees and dividends accrued thereon, and such units are held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended.