SEC Form 4 · accession 0001599956-15-000004
Sonus, Inc. · SONS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew W Bross
Director
Period of report
Jun 15, 2015
Accepted (ET)
Jun 16, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001105472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 15, 2015 | A | 19,532 | $0.00 | A | 39,011 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are restricted shares of Common Stock that vest on June 15, 2016; provided, however, if the Issuer's 2016 Annual Meeting of Stockholders (the "2016 Annual Meeting") occurs prior to June 15, 2016, and, at such 2016 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2016 Annual Meeting.
- F2Adjusted to reflect the 1-for-5 reverse stock split of the Common Stock of the Issuer that was made effective on the NASDAQ Global Select Market as of the commencement of trading on January 30, 2015.