SEC Form 4 · accession 0001550524-15-000008
Sonus, Inc. · SONS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Scarfo
Officer — EVP Prod Mgmt & Corp Dev
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001105472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2015 | A | 10,000 | $0.00 | A | 139,041 | D | |
| Common StockF2 | Aug 17, 2015 | F | 2,128 | $7.54 | D | 136,913 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are restricted shares of Common Stock that vest over a three-year period as follows: one-third of the shares shall vest on August 17, 2016. The remaining two-thirds of the shares shall vest in four equal increments semi-annually thereafter through August 17, 2018.
- F2PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY.