SEC Form 4 · accession 0001140361-16-084384
Support.com, Inc. · SPRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roop Kalyan Lakkaraju
Officer — EVP, CFO & COO
Period of report
Oct 30, 2016
Accepted (ET)
Nov 1, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2016 | M | 71,094 | $0.00 | A | 169,876 | D | |
| Common Stock | Oct 31, 2016 | F | 26,717 | $0.84 | D | 143,159 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | $0.00 | Oct 30, 2016 | M | 71,094 | D | — | — | Common Stock | 71,094 | 71,093 | D |
Explanation of responses
- F1Shares of Common Stock were withheld by the Company to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units. The withheld shares were returned to treasury.
- F21/4th of the shares subject to this grant vest on each anniversary of the grant date over four years through October 30, 2017.
- F3Not applicable