SEC Form 4 · accession 0000921895-15-002309
Support.com, Inc. · SPRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Eric Singer
10% Owner · Other
Vertex Opportunities Fund, LP
10% Owner · Other
Vertex Capital Advisors, LLC
10% Owner · Other
Vertex GP, LLC
10% Owner · Other
Period of report
Oct 20, 2015
Accepted (ET)
Oct 22, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 20, 2015 | P | 51,740 | $1.25 | A | 2,962,901 | I | See Footnote |
| Common StockF1,F2,F3 | Oct 21, 2015 | P | 34,944 | $1.2414 | A | 2,997,845 | I | See Footnote |
| Common StockF1,F2,F3 | Oct 22, 2015 | P | 2,250 | $1.24 | A | 3,000,095 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jontly by Vertex Opportunities Fund, LP ("Vertex Opportunities"), Vertex GP, LLC ("Vertex GP"), Vertex Capital Advisors, LLC ("Vertex Capital"), and Eric Singer (collectively, the "Reporting Persons") who are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons and certain other stockholders of the Issuer on October 5, 2015, as it may further be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Persons, as such shares are being reported in separate filings.
- F2Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- F3Shares of Common Stock beneficially owned directly by Vertex Opportunities. Vertex GP, as the general partner of Vertex Opportunities, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Vertex Opportunities. Vertex Capital, as the investment manager of Vertex Opportunities, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Vertex Opportunities. Mr. Singer, as the managing member of each of Vertex GP and Vertex Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Vertex Opportunities.