SEC Form 4 · accession 0001209191-18-015295
WOLVERINE WORLD WIDE INC /DE/ · WWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Zwiers
Officer — Executive Vice President
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 8:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000110471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | M | 27,600 | $8.56 | A | 190,893 | D | |
| Common StockF1 | Feb 27, 2018 | S | 27,600 | $30.07 | D | 163,293 | D | |
| Common StockF2 | Feb 27, 2018 | S | 4,874 | $30.07 | D | 158,419 | D | |
| Common Stock | Feb 28, 2018 | M | 5,200 | $12.50 | A | 163,619 | D | |
| Common Stock | Feb 28, 2018 | M | 35,400 | $12.50 | A | 199,019 | D | |
| Common Stock | Feb 28, 2018 | M | 4,000 | $10.90 | A | 203,019 | D | |
| Common Stock | Feb 28, 2018 | M | 10,400 | $8.56 | A | 213,419 | D | |
| Common StockF3 | Feb 28, 2018 | S | 55,000 | $29.64 | D | 158,419 | D | |
| Common StockF4 | Feb 28, 2018 | S | 9,748 | $29.64 | D | 148,671 | D | |
| Common StockF5 | Feb 28, 2018 | S | 3,378 | $30.00 | D | 127,025 | I | By Trust |
| Common StockF6 | holding | — | — | — | 27,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7,F8 | $8.56 | Feb 27, 2018 | M | 27,600 | D | — | Feb 9, 2019 | Common Stock | 27,600 | 10,400 | D |
| Stock Option (Right to Buy)F7,F9 | $12.50 | Feb 28, 2018 | M | 5,200 | D | — | Feb 9, 2020 | Common Stock | 5,200 | 0 | D |
| Stock Option (Right to Buy)F7,F9 | $12.50 | Feb 28, 2018 | M | 35,400 | D | — | Feb 9, 2020 | Common Stock | 35,400 | 0 | D |
| Stock Option (Right to Buy)F7,F10 | $10.90 | Feb 28, 2018 | M | 4,000 | D | — | Apr 21, 2022 | Common Stock | 4,000 | 0 | D |
| Stock Option (Right to Buy)F7,F8 | $8.56 | Feb 28, 2018 | M | 10,400 | D | — | Feb 9, 2019 | Common Stock | 10,400 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.22. The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F10The stock option vested in three installments of 1/3 each on 04/22/2010, 04/22/2011 and 04/22/2012.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.01 to $30.18. The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.26 to $30.15. The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.26 to $30.14. The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F5Shares held by The Jane M. Zwiers Trust.
- F6Shares held by The James D. Zwiers Trust.
- F7The number of shares and exercise price have been adjusted to reflect the Company's November 1, 2013 two-for-one stock split.
- F8The stock option vested in three installments of 1/3 each on 02/10/2010, 02/10/2011 and 02/10/2012.
- F9The stock option vested in three installments of 1/3 each on 02/10/2011, 02/10/2012 and 02/10/2013.