SEC Form 4 · accession 0001209191-16-150503
WOLVERINE WORLD WIDE INC /DE/ · WWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake W Krueger
Officer — Chairman, CEO & President · Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000110471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2016 | J | 50,000 | $0.00 | D | 1,514,447 | D | |
| Common Stock | Apr 6, 2016 | J | 50,000 | $0.00 | A | 50,000 | I | By Trust |
| Common Stock | Aug 30, 2016 | J | 43,338 | $0.00 | A | 1,557,785 | D | |
| Common Stock | Aug 30, 2016 | J | 43,338 | $0.00 | D | 0 | I | By Trust |
| Common StockF3 | Aug 30, 2016 | G | 11,813 | $0.00 | D | 1,545,972 | D | |
| Common Stock | Nov 14, 2016 | M | 7,984 | $12.53 | A | 1,553,956 | D | |
| Common Stock | Nov 14, 2016 | F | 4,134 | $24.20 | D | 1,549,822 | D | |
| Common StockF3 | Nov 14, 2016 | G | 7,000 | $0.00 | D | 1,542,822 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $12.53 | Nov 14, 2016 | M | 7,984 | D | Feb 6, 2011 | Feb 5, 2018 | Common Stock | 7,984 | 0 | D |
Explanation of responses
- F1Transfer from direct ownership to indirect ownership held by the Blake W. Krueger Retained Annuity Trust #2.
- F2Transfer from indirect ownership held by the Blake W. Krueger Retained Annuity Trust #1 to direct ownership.
- F3Transfer by gift. Mr. Krueger received no consideration for the transfer of the securities.
- F4The number of stock options and the exercise price have been adjusted to reflect the Company's November 1, 2013, two-for-one stock split.