SEC Form 4 · accession 0001104485-17-000024
NORTHERN OIL & GAS, INC. · NOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Stoelk
Officer — CFO & Interim CEO
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104485
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2017 | D | 85,383 | $0.00 | D | 1,037,111 | D | |
| Common StockF2 | Mar 10, 2017 | A | 162,927 | $0.00 | A | 1,200,038 | D | |
| Common StockF3,F4 | Mar 13, 2017 | F | 7,050 | $2.70 | D | 1,192,988 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of shares under performance-based restricted stock award, due to performance condition not being achieved.
- F2Restricted stock granted as long term incentive compensation pursuant to the Issuer's 2013 Incentive Plan.
- F3Surrender of shares to pay taxes payable upon vesting of restricted stock.
- F4Reflects the first closing price of the company's common stock on or after the date the shares were surrendered.