SEC Form 4 · accession 0001209191-18-025566
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin Gilligan
Officer — Chairman & CEO · Director
Period of report
Apr 17, 2018
Accepted (ET)
Apr 19, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 17, 2018 | M | 31,913 | $64.99 | A | 128,312 | D | |
| Common StockF1 | Apr 17, 2018 | F | 26,478 | $94.60 | D | 101,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $64.99 | Apr 17, 2018 | M | 31,913 | D | — | Feb 19, 2024 | Common Stock | 31,913 | 0 | D |
Explanation of responses
- F1Includes 25,508 restricted stock units, which upon vesting, will be settled in shares of CPLA common stock on a 1:1 basis.
- F2This option became exercisable in four equal annual installments beginning on February 22, 2015, which was the first anniversary of the date on which the option was granted.