SEC Form 4 · accession 0001209191-17-030645
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L. Polacek
Officer — SVP & CFO
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2017 | S | 3,046 | $93.4842 | D | 37,293 | D | |
| Common StockF2 | May 8, 2017 | S | 530 | $93.65 | D | 36,763 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average sale price for sales made in the normal course of business on May 5, 2017, at prices ranging from $93.45 to $93.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Includes 15,686 restricted stock units, which upon vesting, will be settled in shares of CPLA common stock on a 1:1 basis.