SEC Form 4 · accession 0001209191-17-030038
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darrell R Tukua
Director
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 2, 2017 | A | 1,054 | — | A | 11,764 | I | By Trust |
| Common StockF3,F2 | May 3, 2017 | S | 2,465 | $94.5991 | D | 9,299 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units that will vest in full on April 30, 2018, and will be settled in shares of CPLA common stock on a 1:1 basis.
- F2Includes 1,054 restricted stock units that will vest and be settled in shares of CPLA common stock per footnote 1.
- F3Reflects the weighted average sale price for sales made in the normal course of business on May 3, 2017, at prices ranging from $93.70 to $95.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.