SEC Form 4 · accession 0001209191-17-030019
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jody Miller
Director
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 2, 2017 | A | 1,054 | — | A | 13,104 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units that will vest in full on April 30, 2018, and will be settled in shares of CPLA common stock on a 1:1 basis.
- F2Includes 1,054 restricted stock units that will vest and be settled in shares of CPLA common stock per footnote 1, and 1,894 deferred stock units that will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board or the company experiences a change-in-control.