SEC Form 4 · accession 0001209191-17-015994
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L. Polacek
Officer — SVP & CFO
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | A | 4,121 | $0.00 | A | 37,293 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $76.70 | Feb 27, 2017 | A | 16,727 | A | — | Feb 26, 2027 | Common Stock | 16,727 | 16,727 | D |
Explanation of responses
- F1Includes 15,686 restricted stock units, which upon vesting, will be settled in shares of CPLA common stock on a 1:1 basis.
- F2This option becomes exercisable in four equal, annual installments beginning on the first anniversary of the date of the grant, 2/27/2018.