SEC Form 4 · accession 0001209191-16-154958
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Renee Leone Jackson
Officer — VP and General Counsel
Period of report
Dec 10, 2016
Accepted (ET)
Dec 13, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 10, 2016 | M | 730 | — | A | 3,642 | D | |
| Common StockF2 | Dec 10, 2016 | F | 228 | $87.60 | D | 3,414 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Dec 10, 2016 | M | 730 | D | Dec 10, 2016 | Dec 10, 2016 | Common Stock | 730 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represented the right to receive, upon vesting, one share of CPLA common stock. 730 restricted stock units vested on December 10, 2016 and were settled for an equal number of shares of CPLA common stock.
- F2Of the total reported, 2,912 shares are restricted stock units, which will, upon vesting, be settled in shares of CPLA common stock on a 1:1 basis. These restricted stock units had previously been reported in Table II.