SEC Form 4 · accession 0001209191-16-147684
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin Gilligan
Officer — Chairman & CEO · Director
Period of report
Oct 28, 2016
Accepted (ET)
Nov 1, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | M | 29,405 | $41.07 | A | 85,443 | D | |
| Common Stock | Oct 28, 2016 | F | 23,044 | $70.51 | D | 62,399 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $41.07 | Oct 28, 2016 | M | 29,405 | D | — | Feb 21, 2022 | Common Stock | 29,405 | 0 | D |
Explanation of responses
- F1The option vested in four equal annual installments on February 22, 2013, 2014, 2015, and 2016.