SEC Form 4 · accession 0001209191-16-137935

CAPELLA EDUCATION CO · CPLA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman & CEO · Director

Period of report

Aug 17, 2016

Accepted (ET)

Aug 19, 2016 · 4:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001104349

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 17, 2016	M	13,667	$50.53	A	69,705	D
Common Stock^F1	Aug 17, 2016	S	13,667	$58.86	D	56,038	D
Common Stock	Aug 18, 2016	M	39,713	$50.53	A	95,751	D
Common Stock	Aug 18, 2016	F	36,488	$59.92	D	59,263	D
Common Stock^F2	Aug 19, 2016	S	3,225	$60.81	D	56,038	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$50.53	Aug 17, 2016	M	13,667	D	—	May 9, 2018	Common Stock	13,667	39,713	D
Employee Stock Option (right to buy)^F3	$50.53	Aug 18, 2016	M	39,713	D	—	May 9, 2018	Common Stock	39,713	0	D

F1Reflects the weighted average price of 13,667 shares of Issuer common stock sold by the reporting person in multiple transactions on August 17, 2016 at prices ranging from $58.75 to $59.10 per share. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information.
F2Reflects the weighted average price of 3,225 shares of Issuer common stock sold by the reporting person in transactions on August 19, 2016 at prices ranging from $60.75 to $60.85 per share. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information.
F3The option became exercisable in four equal, annual installments on May 10, 2012, May 10, 2013, May 10, 2014, and May 10, 2015.