SEC Form 4 · accession 0001209191-16-114598
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Apr 14, 2016
Accepted (ET)
Apr 18, 2016 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 14, 2016 | S | 12,382 | $50.4977 | D | 46,361 | I | By Trust |
| Common StockF1,F2,F4 | Apr 14, 2016 | S | 12,381 | $50.4977 | D | 46,363 | I | By Spouse's Trust |
| Common StockF1,F5,F3 | Apr 15, 2016 | S | 22,533 | $50.6659 | D | 23,828 | I | By Trust |
| Common StockF1,F5,F4 | Apr 15, 2016 | S | 22,533 | $50.6659 | D | 23,830 | I | By Spouse's Trust |
| Common StockF1,F6,F3 | Apr 18, 2016 | S | 16,714 | $50.8559 | D | 7,114 | I | By Trust |
| Common StockF1,F6,F4 | Apr 18, 2016 | S | 16,714 | $50.8559 | D | 7,116 | I | By Spouse's Trust |
| Common StockF7 | holding | — | — | — | 9,832 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan entered into on February 26, 2016.
- F2Reflects the weighted average sale price for sales made in the normal course of business on April 14, 2016 at prices ranging from $50.13 to $50.59. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F3Shares held by the Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.
- F4Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.
- F5Reflects the weighted average sale price for sales made in the normal course of business on April 15, 2016 at prices ranging from $50.00 to $50.93. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F6Reflects the weighted average sale price for sales made in the normal course of business on April 18, 2016 at prices ranging from $50.34 to $51.29. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F7Shares held by the Stephen G. Shank Revocable Trust.