SEC Form 4 · accession 0001209191-16-114133
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Apr 11, 2016
Accepted (ET)
Apr 13, 2016 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 11, 2016 | S | 18,395 | $50.1589 | D | 51,965 | I | By Trust |
| Common StockF1,F4,F3 | Apr 12, 2016 | S | 1,549 | $50.0016 | D | 50,416 | I | By Trust |
| Common StockF1,F5,F3 | Apr 13, 2016 | S | 40,584 | $50.2137 | D | 9,832 | I | By Trust |
| Common StockF1,F5,F6 | Apr 13, 2016 | S | 15,157 | $50.2137 | D | 58,743 | I | By Trust |
| Common StockF1,F5,F7 | Apr 13, 2016 | S | 15,156 | $50.2137 | D | 58,744 | I | By Spouses Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan entered into on February 26, 2016.
- F2Reflects the weighted average sale price for sales made in the normal course of business on April 11, 2016 at prices ranging from $50.00 to $50.28. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F3Shares held by the Stephen G. Shank Revocable Trust.
- F4Reflects the weighted average sale price for sales made in the normal course of business on April 12, 2016 at prices ranging from $50.00 to $50.01. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F5Reflects the weighted average sale price for sales made in the normal course of business on April 13, 2016 at prices ranging from $50.00 to $50.62. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F6Shares held by the Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.
- F7Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.