SEC Form 4 · accession 0001209191-16-113160
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Ramstad
Officer — SVP & Chief HR Officer
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | M | 1,650 | — | A | 1,650 | D | |
| Common Stock | Apr 1, 2016 | F | 512 | $52.26 | D | 1,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Apr 1, 2016 | M | 1,650 | D | Apr 1, 2016 | Apr 1, 2016 | Common Stock | 1,650 | 3,300 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to acquire one share of CPLA common stock. 1,650 restricted stock units were released on 4/1/16 and were settled for an equal number of shares of CPLA common stock.