SEC Form 5 · accession 0001209191-16-097856
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 11:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2015 | G | 5,700 | $0.00 | A | 138,692 | I | By Trust |
| Common StockF2 | Dec 15, 2015 | G | 5,700 | $0.00 | D | 73,900 | I | By Trust |
| Common StockF3 | Dec 15, 2015 | G | 5,700 | $0.00 | A | 15,070 | I | By Spouse's Trust |
| Common StockF4 | Dec 15, 2015 | G | 5,700 | $0.00 | D | 73,900 | I | By Spouse's Trust |
| Common StockF5 | holding | — | — | — | 16,850 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the Stephen G. Shank Revocable Trust.
- F2Shares held by the Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.
- F3Shares held by the Judith F. Shank Revocable Trust.
- F4Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.
- F5Shares held by the Shank Family 2013 Generation Skipping Trust.