SEC Form 4 · accession 0001209191-15-086777
CAPELLA EDUCATION CO · CPLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Shank
Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 23, 2015 · 10:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001104349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | G | 22,524 | $0.00 | D | 9,370 | I | By Spouse's Trust |
| Common StockF2,F3 | holding | — | — | — | 132,992 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 79,600 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 16,850 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 79,600 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the Judith F. Shank Revocable Trust.
- F2Beneficially owned securities include 1,727 shares of common stock deferred on May 1, 2015 at the election of the reporting person. These deferred shares may be settled at the time the reporting person leaves the board or the company experiences a change in control.
- F3Shares held by the Stephen G. Shank Revocable Trust.
- F4Shares held by the Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.
- F5Shares held by the Shank Family 2013 Generation Skipping Trust.
- F6Shares held by the Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.